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: Securities Law Prof Blog

SEC Proposes Rules Relating to Custody of Customers' Assets by Investment Advisers

By Securites Lawprof

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The SEC proposes rule amendments to substantially increase protections for investors who entrust their money to investment advisers. The SEC is seeking public comment on the proposed measures, which are intended to ensure that investment advisers who have ?custody? of...

Full post as published by Securities Law Prof Blog on May 14, 2009 (boomark / email).

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