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: beSpacificSEC Proposes Plain English Narrative Disclosure by Investment Advisers to Investors
By Sabrina
Full post as published by beSpacific on February 15, 2008 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Language Requirements for Citizenship
Naturalization without an English language test
Dumb Foreign Laws
Stupid Laws of Other Countries
Florida State Settles with Feds over Disclosure of Personal Driver Info
Florida State Settles with Feds over Disclosure of Personal Driver Info
Shell Canada Proposes Heavy Oil Refinery
Air and Water at Risk in Michigan
Stockbrokers and Financial Advisers
alleging careless mistakes or intentional fraud.
John Vermillion and Associates LLC et al.
allegedly misrepresented themselves as qualified financial advisers to sell living trusts and exploit senior citizens.
Verizon Wireless
Proposes a $21 Million Early Termination Settlement
American Equity Investment Life
Settles Class Action

SEC Proposes a Plain English Brochure for Investment Advisers
SEC Reproposes Amendments to Form ADV
Commoncraft: Explanations in Plain English
SEC Announces Roundtable on Disclosure
SEC Reveals Top 10 Compliance Issues for Investment Advisers
SEC Reveals Top 10 Compliance Issues for Investment Advisers









