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SEC Will Confirm Assets of Investors in Hedge Funds Managed by Registered Investment Advisers

By Jim Hamilton

SEC Will Confirm Assets of Investors in Hedge Funds Managed by Registered Investment Advisers as Part of Adviser Examinations Senior SEC officials announced at a recent Managed Funds Association seminar that as part of the routine examinations of registered investment advisers the SEC staff will seek confirmations from investors in hedge funds managed by the advisers of cash and securities held by advised clients. In a follow up letter to the MFA, the SEC said that as part of its examination of read more

Full post as published by Jim Hamilton's World of Securities Regulation on March 13, 2009 (boomark / email).