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: Securities Law Prof Blog

SEC Approves Amendment to Narrow Definition of Public Arbitrator

By Securites Lawprof

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In recent years FINRA has narrowed the definition of "public arbitrator" to reduce the connections of the non-industry arbitrator to the securities industry. Effective June 9, 2008, FINRA will add an annual revenue limitation to the definition of public arbitrator,...

Full post as published by Securities Law Prof Blog on May 09, 2008 (boomark / email).

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