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Academic

: Securities Law Prof Blog

SEC Reproposes Amendments to Form ADV

By Securites Lawprof

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The SEC is reproposing amendments to Part 2 of Form ADV, and related rules under the Investment Advisers Act, to require registered investment advisers to deliver to clients and prospective clients a brochure written in plain English. These amendments are...

Full post as published by Securities Law Prof Blog on March 04, 2008 (boomark / email).

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