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: Securities Law Prof Blog

SEC Proposes a Plain English Brochure for Investment Advisers

By Securites Lawprof

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The SEC voted to propose rule amendments requiring investment advisers to prepare and deliver to clients and prospective clients a narrative brochure written in plain English. Brochures would be made available to the general public through the SEC sponsored Investment...

Full post as published by Securities Law Prof Blog on February 13, 2008 (boomark / email).

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