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: Wills, Trusts & Estates Prof Blog

Investment Adviser and Broker-dealer Industry Practices Report

By Trusts EstatesProf

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According to SEC Publishes Text of RAND Report on Investment Adviser, Broker-Dealer Industries, 2008-1, Jan. 3, 2008: The Securities and Exchange Commission has received and posted on its Web site the text of the RAND Corporation's final report on practices...

Full post as published by Wills, Trusts & Estates Prof Blog on January 12, 2008 (boomark / email).

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