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Legal Research

: Law Librarian Blog

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers

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New report from the RAND Corporation: "In theory, financial professionals are relatively distinct: A broker conducts transactions in securities on behalf of others; a dealer buys and sells securities for his or her own accounts; and an investment adviser provides...

Full post as published by Law Librarian Blog on February 08, 2008 (boomark / email).

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