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: Securities Law Prof Blog

SEC Charges Investment Adviser with Cherry-Picking

By Securites Lawprof

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The SEC filed a civil complaint in the Southern District of New York charging James C. Dawson with securities fraud and investment adviser fraud. Dawson is the investment adviser to a hedge fund, Victoria Investors, LP, and to individual clients....

Full post as published by Securities Law Prof Blog on September 09, 2008 (boomark / email).

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