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: Securities Law Prof Blog

Sirios Capital Management Settles Reg M Charges

By Securites Lawprof

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The SEC settled charges against Sirios Capital Management, L.P. (Sirios). According to the SEC, on two occasions on or about Aug. 7, 2003, and on or about March 13, 2006, Sirios willfully violated Rule 105 of Regulation M in connection...

Full post as published by Securities Law Prof Blog on September 25, 2008 (boomark / email).

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