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: Securities Law Prof Blog

SEC Settles Market Timing Charges Against Pritchard Capital

By Securites Lawprof

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The SEC settled market-timing and late-trading charges against Pritchard Capital Partners, LLC, Thomas Pritchard and Elizabeth McMahon. Pritchard Capital is a registered broker-dealer headquartered in Mandeville, Louisiana, and Thomas Pritchard is the firm's managing director. McMahon was formerly associated with...

Full post as published by Securities Law Prof Blog on April 24, 2008 (boomark / email).

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