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: Securities Law Prof Blog

Investment Adviser Settles Charges it Defrauded Ohio Workers' Compensation Fund

By Securites Lawprof

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The SEC filed securities fraud charges in the United States District Court for the Western District of Pennsylvania against Mark D. Lay and MDL Capital Management, Inc. ("MDL Capital"), an investment adviser. Lay was the Chairman, CEO and Chief Investment...

Full post as published by Securities Law Prof Blog on September 13, 2008 (boomark / email).

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