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: Securities Law Prof Blog

SEC Proposes Rule Prohibiting Customers' Naked Access to Exchange

By Securites Lawprof

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The SEC today proposed a new rule that would effectively prohibit broker-dealers from providing customers with "unfiltered" or "naked" access to an exchange or alternative trading system (ATS). The SEC's proposed rule would require brokers with market access, including those...

Full post as published by Securities Law Prof Blog on January 13, 2010 (boomark / email).

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