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: Securities Law Prof Blog

Auction Rate Securities Cases Lead to Uptick in Arbitration Filings

By Securites Lawprof

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The number of new arbitration filings at FINRA are up somewhat over 2007, after dramatic decreases since the peak of 2003, and the increase in customer disputes has been largely attributed to auction rate securities (ARS) cases, where customers allege...

Full post as published by Securities Law Prof Blog on June 30, 2008 (boomark / email).

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