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: Securities Law Prof Blog

SEC Publishes Corrected Effective Date for Final Temporary Rule on Principal Trades

By Securites Lawprof

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Today the SEC published a correction to its December 30, 2009 release adopting as final Rule 206(3)-3T under the Investment Advisers Act of 1940, the interim final temporary rule that establishes an alternative means for investment advisers who are registered...

Full post as published by Securities Law Prof Blog on January 04, 2010 (boomark / email).

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