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: FinancialCounselRydex, Direxion And ProShares Subject To Regulators' Probe As To Sales Practices For Leveraged ETFs
By James Eccleston
The Massachusetts Secretary of State is investigating the sales practices of leveraged exchange-traded funds, or ETFs. William Galvin is looking into the sales materials of Rydex Investments, Direxion Funds and ProShares.
Galvin is assessing what these firms tell brokers to sell to customers in selling the products. FINRA, the Financial Industry Regulatory Authority, previously has cautioned its members over leveraged ETFs and that has been covered on this site.
Investors beware.
Full post as published by FinancialCounsel on July 30, 2009 (boomark / email).
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