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Corporate & Securities Law

: Representing Investors

Wachovia Raided by Regulators

By Keith Griffin

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A team of investigators inspected Wachovia Corp.?s securities division Thursday as part of an ongoing investigation into the company?s sales of auction-rate securities. Regulators from more than five states searched the St. Louis headquarters to uncover information about sales practices, internal evaluations of the auction-rate securities market and marketing strategies. Wachovia executives and agents were [...]

Full post as published by Representing Investors on July 23, 2008 (boomark / email).

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