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Corporate & Securities Law

: Representing Investors

FINRA Eyes Nontraded REIT Sales Practices Of Broker Dealers

By Keith Griffin

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Nontraded real estate investment trusts (REITs) apparently are a subject of interest by the Financial Industry Regulatory Authority (FINRA). A March 30 article in the Wall Street Journal reported that the independent regulator of the securities industry is seeking information from a number of broker-dealers about their sales and promotion practices of the entities.  According to the Journal story, [...]

Full post as published by Representing Investors on April 02, 2009 (boomark / email).

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