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Academic
: Securities Law Prof BlogSEC Charges Investment Adviser with Failure to Disclose Conflict of Interest
By Securites Lawprof
Full post as published by Securities Law Prof Blog on September 24, 2008 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Pet Food Recall and Deaths
Dogs and Cats Sickened by Tainted Menu Food Products
American Equity Investment Life
Settles Class Action
AT&T International Roaming Charges, AT&T lawsuit
AT&T Faces International Roaming Charges Lawsuit
Stock Market Losses
alleging bad financial advice and conflicts of interest.
Developer Investment
Raffaello Follieri agrees to $12 million joint venture settlement.
Rothschild Investment
$28,000 settlement reached in securities lawsuit.
JP Morgan Chase & Co
Faces Lawsuit Over Hikes in Credit Card Interest Rate

SEC Charges Investment Adviser with Cherry-Picking
Investment Adviser Settles Charges it Defrauded Ohio Workers' Compensation Fund
Maines Take on Investment Adviser Hedge Clauses and Assets Under Management
Patently-O Bits and Bytes No. 21
SEC Charges Investment Adviser for Misrepresenting Value of Clients' Investments
Estate Planning; Conflicts of Interest and Undue Influence









