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: Securities Law Prof Blog

SEC Charges Investment Adviser for Misrepresenting Value of Clients' Investments

By Securites Lawprof

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The SEC charged investment adviser Cornerstone Capital Management, Inc. for misrepresenting the value of its clients' investments in what turned out to be a series of Ponzi schemes. In an order instituting administrative proceedings against the firm and its president,...

Full post as published by Securities Law Prof Blog on September 16, 2008 (boomark / email).

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