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: New York Supreme Court Criminal Term LibrarySEC Brings Action Against Investment Adviser
By David Badertscher, PLL
Source: Lexology, June 30, 2009.
SEC brings action against investment adviser for misrepresenting his strategies as being low-risk
Sutherland
"The SEC filed suit against Jacques R. Gendreau, a California investment adviser, and his firm, Gendreau & Associates, Inc., for allegedly misrepresenting his strategies for clients? funds as being low-risk and engaging in high-risk investing that led to heavy losses."
Full post as published by New York Supreme Court Criminal Term Library on June 30, 2009 (boomark / email).
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