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: Securities Law Prof Blog

SEC Charges Investment Adviser Made Up Billion-Dollar Client

By Securites Lawprof

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The SEC filed a civil injunctive action against Locke Capital Management, Inc., an investment adviser, and Leila C. Jenkins, its founder and sole owner who currently serves as its President, Chief Executive Officer, and Chief Investment Officer. The Complaint alleges...

Full post as published by Securities Law Prof Blog on March 09, 2009 (boomark / email).

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