ADVERTISEMENT



Google       

Home -> Law Blog Directory -> Academic Blogs -> Securities Law Prof Blog

OR PHONE (866) 635-1838 for Bankruptcy Help, (866) 635-6190 for Divorce,
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense

Find a Local Lawyer

Bankruptcy (866) 635-1838
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402

Bookmark

Academic

: Securities Law Prof Blog

SEC Charges Three New York Investment Firms with Misusing Clients' Funds

By Securites Lawprof

ADVERTISEMENTS
On January 20, 2011, the SEC charged three affiliated New York-based investment firms and four former senior officers with fraud, misuse of client assets, and other securities laws violations involving their $66 million advisory business. According to the SEC, the...

Full post as published by Securities Law Prof Blog on January 31, 2011 (boomark / email).

Bloggers, promote your law blog by nominating your blog for inclusion in USLaw.com's Law Blog Directory and RSS Reader. Benefits described.
Related Law Articles

Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States

Dumb New York Laws
Stupid Laws in the Empire State

New York Building Codes
Building and constructions laws in New York

Selection of State Supreme Court Judges
How State Court Judges are Selected

Lawsuits and Settlements

HIV Funds
Dallas Independent School District pays $336,000 settlement for misappropriated program funds.

New York Employment Law
alleged violations of New York employment law.

Whole Foods
And Other Firms Sued by California Attorney General,

Siouxland Urology Center
Sued for Potentially Exposing Clients to HIV and Hepatitis

American Equity Investment Life
Settles Class Action

AT&T International Roaming Charges, AT&T lawsuit
AT&T Faces International Roaming Charges Lawsuit

Related Searches

























































































































US Law
#1 Online Legal Resource













Your Blog Subscriptions
Subscribe to blogs

10,000+ Law Job Listings
Lawyer . Police . Paralegal . Etc
Earn a law-related degree
Are you the author of this blog? Adding USLaw.com to your Blogroll increases relevance. You qualify to display a USLaw Network badge.
Suggest changes to this blog's description or nominate another for inclusion. Register for updates.


Practice Area
Zip Code:

Contact a Lawyer Now!






0.002 secs (from cache 11/02/26 22:35:33)