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: The BLT: The Blog of Legal Times

SEC Charges New York Firms with Fraud

By Jenna Greene

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The Securities and Exchange Commission continues its crackdown on companies for misleading investors, charging three affiliated New York-based investment firms and four former senior officers with fraud, misuse of client assets and other securities violations involving their $66 million advisory...

Full post as published by The BLT: The Blog of Legal Times on January 20, 2011 (boomark / email).

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