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: Securities Law Prof Blog

ALJ Suspends Attorney from Practice before SEC for Improper Conduct

By Securites Lawprof

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A SEC Administrative Law Judge has issued an Initial Decision in Steven Altman, Esq., finding that Steven Altman (Altman) committed improper professional conduct, violating Section 4C of the Securities Exchange Act of 1934 and Securities and Exchange Commission (Commission) Rule...

Full post as published by Securities Law Prof Blog on January 14, 2009 (boomark / email).

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