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Academic

: Securities Law Prof Blog

Audit Finds SEC Approval of SRO Rules Is Slow

By Securites Lawprof

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The SEC's Office of Inspector General of the Securities and Exchange Commission conducted an audit of the SEC's process for reviewing Self-Regulatory Organization (SRO) proposed rule changes. It concluded (surprise!) that "the Commission s overall timeliness in processing proposed rule...

Full post as published by Securities Law Prof Blog on April 01, 2008 (boomark / email).

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