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: Securities Law Prof Blog

SEC Grants Accelerated Approval of New FINRA Suitability Rule

By Securites Lawprof

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The SEC granted approval, on an accelerated basis, to FINRA's proposed rule change to adopt FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability) in the consolidated FINRA rulebook. FINRA originally filed with the SEC the proposed rule...

Full post as published by Securities Law Prof Blog on November 18, 2010 (boomark / email).

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