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Academic
: Securities Law Prof BlogGross & Pekarek on FINRA's Bank Broker-Dealer Proposal
By Securites Lawprof
Full post as published by Securities Law Prof Blog on February 21, 2010 (boomark / email).
Real Estate Brokers
Questions home sellers should ask potential brokers
Real Estate Brokers
The role brokersplay
Alabama Suzuki Dealer
Faces Class Action
Endoscopy Center of Southern Nevada
alleging gross negligence in reusing syringes linked to a hepatitis C outbreak.
Chevy Chase Bank
lawsuit claims the bank is in violation of the Truth in Lending Act
Bank Transaction
City Bank president Mike Liner agrees to pay $25,000 fine for assisting in a cash deposit.
Bank Scandal
Swiss bank pays Parmalat $30 million bankruptcy settlement.
Wachovia
to Pay $39 Million in Proposed Settlement of Stock Broker Overtime Class Action

Gross and Pekarek on the Bank Broker-Dealer Rule
FINRA Claims No Jurisdiction over Madoff Fraud
FINRA Issues Guidance on Broker/Dealer Obligations regarding SPACs
PCAOB Regulation of Broker-Dealer Auditors: Is a Legislative Fix Really Needed
Comments Due on FINRA's Proposed Ban of Motions to Dismiss







