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Corporate & Securities Law

: Business Law Prof Blog

Gross and Pekarek on the Bank Broker-Dealer Rule

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Jill Gross and Edward Pekarek have posted the following abstract and the related article on SSRN: This article evaluates the Financial Industry Regulatory Authority?s (FINRA) proposal to adopt a modified version of NASD Rule 2350, known as the ?bank broker-dealer...

Full post as published by Business Law Prof Blog on January 10, 2010 (boomark / email).

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