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: Securities Law Prof Blog

FINRA Proposes Rule Change Addressing Attorney Representation of Non-Party Witnesses

By Securites Lawprof

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FINRA filed with the SEC a proposed rule change that would explicitly permit non-party witnesses to be represented by attorneys in arbitration proceedings. The release explains that in customer disputes against the brokerage firm the registered representative who dealt with...

Full post as published by Securities Law Prof Blog on February 18, 2010 (boomark / email).

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