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: Securities Law Prof Blog

FINRA Proposes to Expand Publicly Available Information about Brokers

By Securites Lawprof

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FINRA is seeking authority to significantly expand the amount of information available to the public on current and former securities brokers through its free online BrokerCheck service. The proposed expansion ? which FINRA will submit to the SEC in the...

Full post as published by Securities Law Prof Blog on February 17, 2010 (boomark / email).

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