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: Securities Law Prof Blog

SEC Open Meeting Agenda Jan. 13, 2010

By Securites Lawprof

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SEC Open Meeting Agenda, Wednesday, January 13, 2010 Item 1: Risk Management Controls for Brokers or Dealers with Market Access Office: Division of Trading and Markets Staff: James A. Brigagliano, David S. Shillman, John C. Roeser, Marc F. McKayle, Theodore...

Full post as published by Securities Law Prof Blog on January 12, 2010 (boomark / email).

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