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: Securities Law Prof Blog

SEC Settles Fraud Charges Against Two Florida Investment Advisers

By Securites Lawprof

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The SEC charged Neil V. Moody and his son, Christopher D. Moody, two Sarasota, Fla.-based investment advisers, with securities fraud for misleading investors about the financial condition of three hedge funds they managed and misrepresenting that they controlled the funds'...

Full post as published by Securities Law Prof Blog on January 12, 2010 (boomark / email).

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