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: Securities Law Prof Blog

Former CFO of Investment Adviser Settles SEC Charges She Aided CEO's Misappropriation of Funds

By Securites Lawprof

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The SEC settled administrative charges against Mary Beth Stevens, the former chief financial officer and chief compliance officer of investment adviser AA Capital Partners Inc. (AA Capital), finding that Stevens aided and abetted the misappropriation of more than $23 million...

Full post as published by Securities Law Prof Blog on January 06, 2010 (boomark / email).

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