Home -> Law Blog Directory -> Corporate & Securities Law Blogs -> FinancialCounsel
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense
Find a Local Lawyer
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402
Corporate & Securities Law
: FinancialCounselSecurities Regulator Provides Guidance As To Managing Investment Risk
By James Eccleston
FINRA (the Financial Industry Regulatory Authority) recently published, "Managing Investment Risk" as guidance for investors. It contains helpful advice. Let's overview the key advice contained in the publication.
The publication begins with the simple notion that all investors, except those needing short term funds, need to take at least some risk in order to earn a return that will provide some protection against inflation. With that notion in mind, FINRA proceeds to discuss the types of investment risks that investors face.
Full post as published by FinancialCounsel on December 11, 2009 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Rothschild Investment
$28,000 settlement reached in securities lawsuit.
Apeks Scuba Diving Regulator
Recalled Due To Missing Part
American Equity Investment Life
Settles Class Action
Securities Settlement
GMH Trust Securities to pay $8.75 million in pending class action suit.
Developer Investment
Raffaello Follieri agrees to $12 million joint venture settlement.
Elderly Annuities
American Equity Investment Life Insurance Co. allots $125 million in insurance malpractice refunds.

How About Uniformity in Securities Rules
SEC Votes to Issue Guidance to Mutual Fund Boards on Oversight Responsibilities
Does the Credit Crisis Implicate the Need for a National Securities Regulator
SEC's Director of Trading & Markets Division Testifies on Risk Managment at Investment Banks
Little Yield, in Yield Plus: Investors Sue








