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Academic
: Securities Law Prof BlogSEC's Director of Trading & Markets Division Testifies on Risk Managment at Investment Banks
By Securites Lawprof
Full post as published by Securities Law Prof Blog on June 23, 2008 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
Class Action Filed Against Banks in Foreclosure Proceedings
Class Action Filed Against Banks in Foreclosure Proceedings
Trading Fraud
Former stock trader to pay $55,000 in CFTC settlement.
Department of Homeland Security, Immigration and Customs Enforcement, and the Division of Immigration Health Services
allegedly drugged deported immigrants with sedatives.
Investor Fraud
Company president and director Gregory William Rivers to pay $10,000 shareholder fraud settlement.
American Equity Investment Life
Settles Class Action
Developer Investment
Raffaello Follieri agrees to $12 million joint venture settlement.

Dombalagian on Investment Banks & Systemic Risk
The SEC, Bear Stearns and the Failure of Regulatory Oversight: The Unredacted Version (Part 3)
The Ban on Short Selling Spreads
A Lone Voice in the Wilderness
Is Wall Street Trading Ahead of Deals They Are Advising
New IP guides for businesses trading abroad









