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: Securities Law Prof Blog

SEC Votes to Issue Guidance to Mutual Fund Boards on Oversight Responsibilities

By Securites Lawprof

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On July 30 the SEC voted to issue proposed guidance to mutual fund boards to assist them in fulfilling their oversight responsibilities with respect to trading of fund portfolio securities by investment advisers. The proposed guidance follows the interpretive guidance...

Full post as published by Securities Law Prof Blog on August 04, 2008 (boomark / email).

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