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Legal News

: Lawyers and Settlements

Auction Rate Securities and Stock Broker Arbitration

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New York, NY: New York Attorney General Andrew Cuomo has filed a lawsuit against brokerage firm Charles Schwab, alleging the company committed fraud and misled investors in the sale of auction rate securities. Some investors who have not had their auction rate securities bought back by their brokerage firms are now considering filing a stock broker arbitration to recover their money. Some say they were victims of stock broker fraud and were misled about the liquidity of their auction rate securities.

Full post as published by Lawyers and Settlements on August 22, 2009 (boomark / email).

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