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Corporate & Securities Law

: Representing Investors

UBS Charged In Auction-Rate Wrongdoing

By Keith Griffin

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UBS AG is facing charges for promoting auction-rate securities as conservative, money-market funds at a time when the auction-rate market was plummeting. New York Attorney General Andrew Cuomo alleges that UBS is responsible for repurchasing $25 billion in auction-rate securities from its investors rather than the mere $3.5 billion it is currently offering to buy [...]

Full post as published by Representing Investors on July 25, 2008 (boomark / email).

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