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: Securities Law Prof Blog

NASAA Proposes Model Rule on Investment Adviser Solicitors

By Securites Lawprof

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NASAA?s Investment Adviser Regulatory Policy and Review Project Group is soliciting comments from the public on a proposed model rule regarding solicitors for investment advisers. The Proposed Rule keeps intact the increased investor protection standards presently required by the states,...

Full post as published by Securities Law Prof Blog on July 31, 2009 (boomark / email).

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