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: Securities Law Prof Blog

SEC Proposes "Pay to Play" Rules for Investment Advisers

By Securites Lawprof

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The SEC voted unanimously to propose measures intended to curtail "pay to play" practices by investment advisers that seek to manage money for state and local governments. The measures are designed to prevent an adviser from making political contributions or...

Full post as published by Securities Law Prof Blog on July 23, 2009 (boomark / email).

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