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Corporate & Securities Law

: FinancialCounsel

SNSFE Fielding Inquiries Regarding Eight Shocking Mutual Fund Losses In The Past 12 Months

By James Eccleston

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MorningstarAdvisor has published "Eight Shocking Losses of the Past 12 Months" by Russel Kinnel, and it's worth revisiting. December finished on a note of optimism, but January was a return to the markets grinding lower amid grim economic news. A...

Full post as published by FinancialCounsel on February 20, 2009 (boomark / email).

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Lawsuits and Settlements

Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.

CVS
Consumer Products Sold Past Their Expirey Dates

Chattanooga, TN
Seven months in back pay resolves pepper spray dispute.

The Reserve Fund's Primary Fund
401(k) / ERISA Stock Fraud

The Reserve Fund's Primary Fund
RFIXX

Stock Market Losses
alleging bad financial advice and conflicts of interest.

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