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: Securities Law Prof Blog

SEC Approves FINRA Rule Change on Expungement Procedures

By Securites Lawprof

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The SEC approved FINRA's Proposed Rule Change Amending the Codes of Arbitration Procedure to Establish Procedures for Arbitrators to Follow When Considering Requests for Expungement Relief. Rules 12805 and 13805 set forth procedures that arbitrators must follow before granting expungement...

Full post as published by Securities Law Prof Blog on November 03, 2008 (boomark / email).

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