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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

Oregon Requires new Part 2 of Form ADV for Investment Advisers

By Jim Hamilton

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Investment advisers must file new Part 2 of Form ADV, and investment adviser firms and investment adviser representatives must electronically submit their documents and fees through the IARD, as of January 1, 2011.

Please see the three blue hyperlinks under "What's New" on the following home page: http://dfcs.oregon.gov/

Full post as published by Jim Hamilton's World of Securities Regulation on February 24, 2011 (boomark / email).

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