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: Securities Law Prof Blog

NASAA Proposes Model Rule on Registration and Reporting Requirements for Advisers to Private Funds

By Securites Lawprof

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Dodd-Frank made significant changes to the provisions governing the regulation of investment advisers under the Investment Advisers Act of 1940 (?IAA?). In addition to expanding the states? oversight of investment advisers by increasing the assets under management threshold for registration...

Full post as published by Securities Law Prof Blog on December 16, 2010 (boomark / email).

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