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Legal Commentary
: PrawfsPlanet-Eating Black Hole vs. Maverick Scientists: The Ultimate Preliminary-Injunction Case
By Dan Markel, Ethan Leib, Rick Garnett, Matt Bodie, Paul Horwitz , Steve Vladeck, and Orly Lobel
Photos from CERN. Top: A section of the 27-km particle raceway critics say could spawn a black hole. Bottom: A safety-conscious CERN scientist wears a hard hat.Not everyone is excited. Some people believe the $5-billion-plus LHC machine, which inhabits a circular tunnel under the French and Swiss countryside outside of Geneva, could create exceedingly tiny black holes. In time, critics worry, these little black holes could grow in size to eventually devour the Earth. A malfunction causing mechanical damage and a helium-coolant leak has delayed the critical LHC experiments until early spring 2009. In the meantime, we have yet to see how a court would handle, on the merits, the perplexing judicial conundrum posed by this granddaddy of all preliminary-injunction requests.
Jurisdictionally, there might be no way to apply American preliminary-injunction law in litigation against CERN. But how American law would handle such a request is, I think, an interesting question, and one that is worth exploring.
Like mathematical equations that seem to break down under the weight of very large or infinite variables, our rubric for preliminary-injunction analysis begins to unravel when faced with alleged facts such as these. Let?s step into the mire.
Under American law, preliminary-injunction requests often involve an attempt by the plaintiffs to make a showing of probable success on the merits. For many reasons, that would be difficult to do in a case against CERN. Better for plaintiffs in this case is doctrine allowing a court to grant a preliminary injunction if ?serious questions are raised? and the ?balance of hardships tips sharply? in favor of the plaintiffs.
So let?s balance the hardships.
Granting the requested relief would shut down, for years, one of the most expensive, complex, and ambitious scientific undertakings in human history. That?s a lot of hardship. Further, the discoveries the LHC could enable, which might alter and greatly expand our understanding of the universe, would be removed years into the future. Certainly that is not insignificant. Moreover, as a practical matter, a judge would likely be compelled, even at the preliminary-injunction stage, to consider the effects of a permanent decommissioning of the LHC. Why? A court-issued preliminary injunction would undeniably give LHC critics an imprimatur of credibility. That, in turn, could cause a tipping point in public sentiment that would make an LHC restart politically impracticable. In such a situation, even if safety concerns were finally proven unfounded, the political will to go through with the experiments might be irreparably lost. The harm flowing from a permanent halt to the LHC program would certainly include colossal economic loss ? the LHC has already been built, and it represents billions in unrecoverable costs. More philosophically troubling, a permanent stoppage would largely end humanity?s quest to understand the fundamental nature of the universe ? or at least it would until we could build a similar particle collider on a heavenly body we cared less about. (Pluto comes to mind.) Add it all up, and that?s a lot of hardship to balance.
Now, on the other end of the scales is the Earth and everyone on it being devoured by a black hole.
Result? Black hole wins. You can?t get more hardship than that.
So the plaintiffs clearly prevail under the first prong. Now we just need to consider whether ?serious? questions are raised. This is where it gets complicated.
Here?s a quick summary of the scientific dispute:
Who is right? Who is wrong? Let?s put ourselves in the position of judge. What is our independent evaluation of the matter? What result do we get when we check the calculations for ourselves?
Of course, that?s precisely the problem. We can do no such thing. The subject is utterly recondite. The few people on Earth who are capable of understanding the subject matter form a very exclusive club, and judges and lawyers are not members. Physicists themselves are a rare enough breed, but only a relative handful of them understand the applicable subfield of theory and calculations that is relevant to rendering a meaningful opinion on the matter.
Thus, we lawyers are sent looking for our old fallback in such a situation: expert testimony.
Here?s a rundown of the experts. The international physics community says that the LHC is safe. CERN commissioned a safety review, which gave the facility a clear bill of health, and there is, so far as I can tell, no one within the particle physics community who disputes it.
The only opposition, at least among credentialed academic scientists, appears to come from two German scientists.
Dr. Otto Rössler of the University of Tübingen in Germany is one. He is no lightweight. Dr. Rössler, originally trained as an immunologist, is an acknowledged pioneer in chaos theory. He?s held professorial appointments in mathematics, chemistry, theoretical biochemistry, nonlinear studies, chemical engineering, and theoretical physics. Dr. Rössler is clearly very smart and something of a maverick. Reading about him, you quickly begin to wonder if he wasn?t the inspiration for Jeff Goldblum?s character, Dr. Ian Malcolm, in Jurassic Park.
The other critic is astrophysicist Rainer Plaga of Germany, also an apparently respected academic, if less colorful than Dr. Rössler.
While Dr. Plaga and Dr. Rössler may be respected scientists, neither is a ?particle physicist? per se.
So far as I can tell, there is not a single particle physicist anywhere who has expressed doubts about the safety of the LHC.
So now that we have the experts in front of us, what are we to do with their testimony? Let?s do the legal analysis.
Just as the overall preliminary-injunction analysis seemed to break down under the weight of the variables imposed by this problem, the expert-witness qualification analysis from the U.S. Supreme Court?s teachings in Daubert v. Merrell Dow Pharmaceuticals seems to break down as well. Daubert provides that, in making a threshold determination of scientific validity, we must look to whether the expert?s asserted theories are testable, falsifiable, and refutable. Here we reach a logical absurdity, for it is the testing itself that hangs in the balance of the injunction determination. The theories of Rössler and Plaga can only be confirmed through the obliteration of the court, the parties, and the planet. Daubert does not seem well-suited for the challenge on this score.
Daubert also asks us to look at whether the proffered theories are generally accepted among scientists. Here, we have a definitive answer. Dr. Rössler?s and Dr. Plaga?s theories are not; CERN?s are. But can that be the end of the inquiry? In some situations, looking at the general acceptance of scientific theory is sensible, such as inquiring into causation issues with cancer clusters. But in the realm of black-hole litigation, we encounter circularity. If the Rössler/Plaga theories were generally accepted, and CERN?s were not, there would be no controversy before the courts. LHC construction would have been halted long ago. It is the very fact that the theories are not generally accepted that gives rise to the litigation.
Moreover, since it is the conduct of the scientists themselves that is in issue, requiring scientific-expert opinion in this matter to be ?generally accepted? would be tantamount to making consensus decisions of the scientific community on laboratory safety issues unsusceptible to judicial review. Can that be right?
The logical vortex grows.
What?s a judge to do? In a follow-up post, I?ll describe what I see as a possible analytical way out of this conundrum.
Notes
Planetary Risk; Otto E. Rossler, ?A Rational and Moral and Spiritual Dilemma?; Comments from Prof. Dr. Hermann Nicolai, Director, Max Planck-Institut fur Gravitationsphysik (Albert-Einstein-Institut) Potsdam, Germany on speculations raised by Professor Otto Roessler about the production of black holes at the LHC;
Rainer Plaga, ?On the potential catastrophic risk from metastable quantum-black holes produced at particle colliders,? arXiv:0808.1415; Steven B. Giddings and Michelangelo L. Mangano, ?Comments on claimed risk from metastable black holes,? arXiv:0808.4087.
Full post as published by Prawfs on October 21, 2008 (boomark / email).
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