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Academic
: Securities Law Prof BlogWeber on Capital Adequacy Regulation
By Securites Lawprof
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New Governance, Financial Regulation, and Challenges to Legitimacy: The Example of the Internal Models Approach to Capital Adequacy Regulation, by Robert F. Weber, Loyola University New Orleans - School of Law, was recently posted on SSRN. Here is the abstract:...Full post as published by Securities Law Prof Blog on February 14, 2010 (boomark / email).
Lawsuits and Settlements
Pacific Capital Bancorp 401(k) / ERISA Stock Fraud
Pacific Capital Bancorp 401(k) / ERISA Stock Fraud
Kohlberg Capital Corporation 401(k) / ERISA Stock Fraud
Kohlberg Capital Corporation 401(k) / ERISA Stock Fraud
Morgan Stanley Capital
401(k) / ERISA Stock Fraud
Frank Bluestein, The Maximum Financial Group, Inc., Questar Capital Corporation, and Gunnallen Financial, Inc.
alleging schemed investors out of hundreds of millions of dollars.
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