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: Securities Law Prof Blog

SEC's July 15 Meeting will Consider Municipal Securities Underwritings

By Securites Lawprof

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The SEC's next Open Meeting is July 15. The subject matter is: The Commission will consider a recommendation regarding amendments to Rule 15c2-12 ("Rule") under the Securities Exchange Act of 1934 ("Act"), concerning the responsibilities of a broker, dealer, or...

Full post as published by Securities Law Prof Blog on July 13, 2009 (boomark / email).

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