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: Securities Law Prof Blog

SEC Warns Firms on Muni Pay-to-Play Rules

By Securites Lawprof

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The SEC today issued a report warning firms that municipal securities rules prohibiting pay-to-play apply to affiliated financial professionals, not just a firm's employees. The pay-to-play rule, MSRB Rule G-37, generally prohibits firms from underwriting municipal bonds for an issuer...

Full post as published by Securities Law Prof Blog on March 18, 2010 (boomark / email).

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