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: Securities Law Prof Blog

SEC Publishes Proposed Custody Rules for Investment Advisers

By Securites Lawprof

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The SEC posted on its website its proposed rules relating to Custody of Funds or Securities of Clients by Investment Advisers under the Investment Advisers Act of 1940 and related forms. The amendments, among other things, would require registered investment...

Full post as published by Securities Law Prof Blog on May 20, 2009 (boomark / email).

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